2/19/2015

BEYOND CASTANEDA AND DON JUAN




Introduction

Even though Carlos Castaneda is now dead (he died in 1998), his adventures with a Yaqui Indian brujo or sorcerer, don Juan Matus (a pseudonym), continue to excite the imagination of devoted readers. The Wikipedia article on Castaneda states: "His 11 books have sold more than 28 million copies in 17 languages." That is no mean achievement, and a well-deserved one: those accounts can only be described as gripping.

Before going further, I should clarify that most of the ideas in this article belong to a friend of mine,who did an in-depth study of Castaneda and don Juan. I too had read many of Castaneda's works, but they had not struck me as being germane to Sufism. (In particular, the use of psychedelic substances is totally alien to Sufism.) This friend, who wishes to remain strictly private (not unlike Carlos and don Juan!), told me that he was able to understand certain facts and concepts of Sufism only by reference to similar ones he had encountered earlier in Castaneda's works. Since Truth is One, I do not find it surprising that widely divergent cultures should have stumbled upon the same—or similar—realities. Perhaps the Toltecs even had a prophet of their own once.

In an interview with Sam Keen, Castaneda said: "The idea that I concocted a person like don Juan is inconceivable." He stated in the prologue to his The Eagle's Gift that "this is not a work of fiction." It will probably always be debated whether Castaneda's accounts were fact, fiction, or partly fact and partly fiction. (I have seen the suggestion of 70 percent fact and 30 percent fiction.) As to their veracity, I frame no hypothesis. What is relevant for us here is to explore how these can help elucidate, or act as bridges to, the phenomena, concepts, and experiences of Sufism. In the present context, whether these are factual or fictitious accounts makes no difference.

As for Castaneda's claim in his later books that he remembered things about don Juan that he had totally forgotten, I find this not implausible. I remember the experience of a friend with Master Ahmet Kayhan. He had asked the Master: "Sir, what will we do after you go?" The Master took out a book, folded over a page in it, and gave him the book, saying: "Read this when the time comes." The friend, of course, had no intention of doing that: he was going to read it immediately as soon as he got home. Yet when he got home, it had totally slipped his mind. And he did not remember it until—years later and after the Master had passed away!—the book was brought out of his library by a visiting friend, with the original fold in the book still there. The friend then remembered at once, opened the fold, and read: "Seek no other Master after I'm gone."

Another point that needs clarification is the mixed nature of the phenomenon we are faced with. Etymologically, Nagual (the g sometimes pronounced as h) means "man of knowledge," from the root na, "to know." But it also means "sorcerer" and sometimes the sorcerer's familiar spirit (or, in Castaneda's terminology, Ally). The knowledge involved, therefore, is not just mystical in nature; it is also magical.

Now there is an inherent opposition, and therefore tension, between religion/mysticism and magic. Magic, like technology, aims to bend nature to one's will, one's intent. Its purpose is to make the ego, the Base Self (nafs al-ammara), victorious over external events. There is something Faustian or Nietzschean in this. The aim of mysticism and Sufism, on the other hand, is an experience of God by dissolving the ego and purifying the Base Self. In other words, one yields respectfully to God: "Not my but Thy will be done." In Castaneda/don Juan's worldview (I sometimes use "don Carlos" to underline the inseparability of the two), magical knowledge mingles with mystical knowledge. In any case, we shall confine ourselves to the mystical part of the teachings of don Carlos.

The following, then, is the gist of a conversation recorded with my friend on March 29, 2014.



PRELUDE

I think the greatest takeaway lesson from the Castaneda-don Juan saga is that reality is not what you think it is. The Prophet says: "This world is not what you think it is," he says "People are asleep, they wake up when they die." If you realize this, it means you have begun to wake up. I think that's the most important message: The world is other than you think it is, you're asleep even when you're awake.

Why did I read those books? Not because I believed in them, but because I wanted to decide whether or not they were convincing. When they convinced me, parallels with Islam came only then.

Let’s start at the beginning. You knew a few things about Islam…

I knew very little, I knew what everyone knows. I didn’t know anything extra beyond that. This started in 1983-84 and continued for ten years. I met Master Ahmet Kayhan in 1993.

What attracted me to Carlos? I heard about him from a person who had taken LSD. He mentioned The Teachings of Don Juan. There are power plants, substances in it. I started reading the book and couldn’t put it down. I don’t really read novels or things like that, I don’t like novels. They’re things made up by somebody. Here he’s telling these things, and telling them as true events. He says so at the start of every book.

In my view, what Carlos is really successful at is that he relates these things. He doesn’t teach, he tells. When you’re in a teaching position, everybody slams on the brakes. That’s why Master Kayhan says, “Be friends with your children, don’t be parents.” Because parents teach. They add a superior status to themselves. If you’re friends, the relationship is on the same level, so you can be of more help there.

Now Carlos does this exceedingly well. He tells of his inner world, his conflicts. If you experienced those things, you’d feel the same. This lends an unbelievable attractiveness. If you learn by experiencing, that becomes yours. You own it. In living it, it becomes engraved in stone. Otherwise, it’s engraved on ice.

This kind of training takes a long time, because there’s so much to be experienced. As he relates what he lived, he automatically makes you live it, too. That’s why understanding the heart of the matter comes after the first six books, the real summaries and so on.

As I’m reading Carlos, I’m at the stage of becoming convinced. I’m not yet at the point of establishing a connection with Islam. I haven’t decided yet, I haven’t believed. I’m looking at the extent to which these books preserve internal consistency. I’m looking at the earnestness of the man.

THE SNAKE-HEALER

Before that, I went to the Snake-healer Hajji (Yilanci Haci). This is in 1980, before I started to read Castaneda. I first saw it on the TV program “Arena” dealing with out-of-the-ordinary phenomena. This man heals snakebites and scorpion stings. He lives in the south of Turkey [Taci Macit (1930-2009) of Dörtyol/Hatay]. A snake bites you, the venom begins to spread in your blood.

Snake venom causes blood to solidify into a gel. Without an antidote, the process is irreversible.

This man, he recites a prayer and strokes the vicinity of the affected area. The venom gathers together and flows back out of the wound. There’s something there that violates the second law of thermodynamics. A drop of ink dissolving in water has only an infinitesimal chance of gathering together again. Entropy always increases with time, here it decreases within a matter of minutes, every time he does it. It’s in direct contradiction to the laws of physics.

So I investigate, because we’ve received a scientific training. I go to this man’s hometown. Everybody knows him there. When there’s a case of snakebite or a scorpion stings you, the local hospital makes an announcement and summons him. He’s accepted by the local medical establishment. I see that man, I become convinced. He says he recites a prayer that traces back to the illustrious Sufi saint, Abdulqader Geylani. That’s when I first hear about the Grand Saint.

He lived nearly a thousand years ago.

He says he received this “hand” from his predecessor, and will pass it on to a successor before he dies. He claims he can heal a person even across a distance of hundreds of miles. He recites on honey, you eat it, you’re immune against snakebites and scorpions for a year.

Later he started using salt instead of honey.

That’s how I read Castaneda, too. I sense an earnestness in his narration. A person can have an experience, but may not be able to analyze it correctly himself, yet there may be something there. I encountered examples like that, too. I could have denied right from the start, but I didn’t. You don’t understand acupuncture, but there’s something there. You don’t understand quantum mechanics, but there’s something there. Your understanding of a matter or the lack thereof, and there being something to it, are two different things.

People may say things because circumstances force them to, their opponents pounce on it and say, “Aha! I’ve caught him in a lapse.” This isn’t the important thing. What’s important is the fullness or emptiness of the concepts. The truth or falsehood of something, not in terms of form, but conceptually. My effort is to draw lessons from the stories. That’s my only concern.



And a mouse... is miracle enough... to stagger sextillions of infidels.—Walt Whitman, Leaves of Grass


How did you establish the connection with Islam and Sufism?

I didn’t actually set out to prove a connection with Islam. I started to believe in God when I was 18. No matter where you look, there's so much evidence of intricate design in nature. You don't need mathematics or physics to see that, it's obvious to any discerning eye. Disorder is what you expect, it's what's normal. Order is something unexpected. Design in nature is extraordinarily surprising. You can see it in terms of mathematics, of art, of engineering... And a mathematical order coded into nature is something truly unexpected. Only through mathematics are we able to reach a deeper understanding of nature's inner workings.

Now mathematics is the concrete form of logic, of the mind. Mathematics is a manifestation of the mind. Hence nature, too, must be the manifestation of a mind—an infinite mind.

And Einstein spoke of "the mind of God"...

That caused me to believe in God, but it left the concept of prophethood unaccounted for, because I don’t understand that yet.

You’ve arrived at “the God of the philosophers,” but not at “the God of the prophets”…

I hadn’t believed in the Prophet yet, that was in suspension. I hadn’t denied it, but I didn’t have any conception of prophethood, of sainthood. He was an intelligent man and all that. But was he, really?

After those books, I became convinced that there can be such a thing as prophethood, as sainthood. Then I began to read this side (Islam, Sufism) and study this side as well. And I saw the similarities. Now I’m at the stage of: “there are saints in Islam, but not in our day.” We can’t see them, it’s impossible for me to find one. That is, the books awaken you, they awaken you to reality. And then, I finally met the Master.

What really got to me was this: we have saints. What is a Sufi sage, what is a Friend of God? Now that man (don Juan) has attributes of that sort. After you read those books, you become convinced that saints can exist. If such a thing can exist there, it can also exist here, in this culture. Then you arrive at the stage of not rejecting.



Why does don Juan give Carlos psychedelic substances?

To “blow his mind.” The purpose of experimenting with power plants is to shatter his worldview. Because our most important predicament is that we think we know everything. So nothing can attract our attention, because we already know everything there is to know. I already know everything, what can you teach me? Then, I begin to look for other goals in life: I’ll become a football player, I’ll become a physicist, and so on.

But those substances break down your self-confidence. Because you observe different things. You have to empty your cup before it can be filled. But we don’t empty our cup, because we’re sure of it.

THE PRIME OBJECTIVE

The main thing is to become a “man of knowledge.” Now it only becomes clear after the third book that this is the real goal. But our young people get stuck there. Because you experience different things when you take those substances, you enter different worlds. Don Juan guided Carlos with substances, but he also guided him out of them. He prevented him from becoming an addict.

Don Juan uses various terms like “hunter, nagual, sorcerer, man of knowledge.” Talk about these. How are they different?

HUNTER

Men generally have a predilection, a weakness, for hunting. Don Juan sees that weakness in him, he tries to teach him through that weakness. For instance, you have to learn the habits of the animal you’re hunting: where it sleeps, what it eats, what it drinks. That is, you have to observe it. Then you can develop tactics for hunting it. He calls this “stalking.”

Now the lesson here is this: in the end, you stalk yourself. You observe the undesirable qualities in your self. That is, in the end you hunt yourself, you corner your own self. Don Juan tells him that only at the very end. He tries to teach him something by using his weakness for hunting. But being a hunter is not an important objective in itself. A good hunter, “a warrior stalks himself.”

SORCERER

Next, sorcerer. That’s another bait. You want to be an illusionist, right? It attracts his attention. Practising sorcery, magic is a sin in Islam. Because you override the free will of another person, and that’s magic. It’s a form of power, power over the other person.

But that, too, is a bait. His interest has to be attracted, so that it becomes possible to teach him other things via that attraction. He wants to lead him somewhere by employing the attraction, the weakness, of the ego for power. This is like trying to teach Sufism to a person who has no religious grounding whatsoever. You have to start them off with something else. The purpose is to make a man of knowledge out of him. Sorcery is not the goal, but he keeps saying “sorcerer, sorcerer.” That’s not the real aim.

WARRIOR

Warrior corresponds to our mujahid, or “struggler.” The warrior eats slowly, not fast. If he catches two fish, he eats one and throws the other fish back in the water. He breaks the power of the Base Self. And what do they say in Sufism? “For those who want Observation, struggle is necessary.” And that means being a warrior, a warrior against one’s self. The aim here is not to draw the sword and behead someone else. In our terms, it is to show your own self, your ego, no respite.

But once the goal is reached, you no longer need to be a warrior. You’ve won the war, the war is over. As the Master put it: “It’s difficult until one becomes a saint. It’s easy afterwards.”

It’s like this Sufi story: The Grand Saint, Abdulqader Geylani, was eating at a table laden with food. The mother of a youth in training arrives. The youth has crumbs for food, the Saint is eating lavishly. The woman can’t understand this, she can’t stand it. The Saint says to a fried chicken, “Rise up and walk.” The chicken immediately reconstitutes and “cluck, cluck,” struts away. Then the Saint says, “If you hadn’t interfered, your son would have been able to do this, too.” But he’s enjoying all kinds of blessings there. So once the real goal is obtained, the rest is of no importance.

MAN OF KNOWLEDGE

A person has four natural enemies: fear, clarity, power, and old age. A man of knowledge can defeat the first three, he can’t defeat old age. But in that list, power is interesting, because a sorcerer seeks power. There was a final obstacle in Hermeticism, the Master said, “That’s the real trial.” As the Turkish Sufi poet Yunus Emre says: “We crossed the Sea of Power, thanks be to God.”



TONAL, NAGUAL

Everything you know is within the tonal. So what is the nagual? Everything that’s beyond that. That is, the nagual is outside the totality of everything you know. If you think you know it, it’s not the nagual. That includes what you know conceptually. Like in Plato's Allegory of the Cave—everything inside the cave is the tonal, everything outside the cave is the nagual.

So that’s the nagual. To me, it seems like being conscious of God, or like cosmic consciousness. Now the human being who has attained that consciousness, who is in that consciousness, is the human nagual.

When you’re a nagual, there’s something different there. The mind has stopped, it has nothing to do with the mind. It has transcended the intellect. It’s beyond anything you know.

Nowhere does Carlos say: “I’ve reached this consciousness.” Under certain conditions, extraordinary things manifest from him. But those around him treat him as the nagual after don Juan and his company depart.

The nagual is a person who has transcended our level of consciousness, who has attained a consciousness we’re not capable of. Who has annihilated himself, at least for the moment. Now this can change. For instance, Adam fell out of that state. With the nagual, everything is possible in terms of that person’s performance. He gives many examples of that.

GOD

In The Eagle’s Gift, don Juan says his benefactor, the nagual Julian, told him that “there is no God.” This has always bothered me. What do you make of that?

Actually, it’s the Christian conception of God that they seem to be opposed to. As you know, Christianity is part of their culture. They have been taught that God has a son, a wife, in the sense of a human female who gives birth to God’s child. That’s what they’ve learned to understand when they use the word “God.” Don Genaro, a sorcerer friend of don Juan, even makes fun of the Trinity at one point. They reject that.

The following conversation takes place in Tales of Power:
"Is the nagual the Supreme Being, the Almighty, God?" I asked.
"No. God is also on the table. Let's say that God is the tablecloth." ...
"But, are you saying that God does not exist?"
"No. I didn't say that. All I said was that the nagual was not God, because God is an item of our personal tonal and of the tonal of the times. The tonal is, as I've already said, everything we think the world is composed of, including God, of course." …
"In my understanding, don Juan, God is everything. Aren't we talking about the same thing?"
"No. God is only everything you can think of, therefore, properly speaking, he is only another item on the island. God cannot be witnessed at will, he can only be talked about. The nagual, on the other hand, is at the service of the warrior. It can be witnessed, but it cannot be talked about."
You can see here that don Juan is treating God as a concept. God is a part of our conceptual system, of what is known to us, and hence of our tonal. He includes God in that, because it’s a concept. In the end, the concept of God is a concept. And yet, we know from Sufism that the reality that is God “can be witnessed, but cannot be talked about.” It’s like this: God is beyond anything you can conceive, “different from whatever comes to your mind.” God cannot be comprehended, reduced to logic, to an intellectual format. Or, “He who knows does not speak, he who speaks does not know.” Because it’s nothing that can be told. It’s a tremendous mystery (mysterium tremendum). If it were anything that could be told, it would’ve been told by now. And those who try to talk about it are like those who ventured out of Plato’s Cave and came back to tell it. It’s nothing that can fit into the perception of those remaining inside. Hence, in that respect at least, Absolute Reality is like the nagual.

What we would call “God,” they call “the Eagle.” A little further on in the same book, don Juan says that the Eagle bestows awareness through its emanations. Carlos says this is like what a religious man would say about God, that God bestows life through love. Don Juan says he thinks the two statements mean the same thing.

And in The Eagle’s Gift, don Juan says: “There is nothing visual about the Eagle. The entire body of a seer senses the Eagle. ... man's awareness is compelled to interpret. The result is a vision of the Eagle and the Eagle's emanations. But there is no Eagle and no Eagle's emanations. What is out there is something that no living creature can grasp.” That sounds a lot like an experience of God to me.

THE EAGLE

In nature, eagle and snake are mortal enemies. And the serpent is a symbol for both Satan and the Base Self. So perhaps the eagle is a symbol both for God, and for the warrior who has succeeded in vanquishing his Base Self. What does the Prophet say? “The greatest battle is the war against one’s self.” And the Grand Saint Abdulqader Geylani was called “the white falcon” (baz al-ash’hab), which is similar to an eagle.

The Eagle exists. It’s not an idol. Seeing the Eagle is a very dangerous thing. It burns people. At the edge of finitude, the archangel Gabriel tells the Prophet: “One more step and I’ll burn.” There’s that analogy, too. But seeing, of course, is not seeing with the physical eye. The eagle is not the eagle you or I know. It’s something infinite, something infinite-dimensional.

They call it “the Eagle” only to be able to describe it. They could have called it anything else as well. They could have called the Eagle “snow.” People can interpret it in different ways. That’s a matter of interpretation. But here’s the truth: human beings have extraordinary abilities, and there are extraordinary things in the external world. They’re not as we think they are.

In The Eagle’s Gift, we’re told that everything is made out of the Eagle's emanations. God’s light is everywhere, right? It’s like seeing everywhere bathed in light.

GOD IN SEARCH OF MAN

In The Power of Silence, don Juan tells a story. Once upon a time there was a man, an average man without any special attributes. He was a channel for the Spirit, like everyone else. And like everyone else, he was part of the Spirit, part of the abstract. But he didn't know it. The world kept him so busy that he had neither the time nor the inclination to really examine the matter.

The Spirit tried, without success, to reveal their connection. Using an inner voice, the Spirit disclosed its secrets, but the man was incapable of understanding the revelations. He heard the inner voice, but he believed it to be his own feelings he was feeling and his own thoughts he was thinking. The Spirit physically crossed the man's path in the most obvious manner. But the man was oblivious to anything but his self-concern.

In Sufism there’s a saying, "If God didn't desire to give, He wouldn't give you the desire"—the desire to search for God. And the Master said, “God gave even Himself” to humankind.

DIE BEFORE YOU DIE

The Eagle’s gift is a concept that I later discovered in Islam. You have to die. For example, prior to their departure, don Juan and Carlos have a talk that summarizes everything. There, Carlos says that it was as if don Juan suddenly became capable of speech. Until then, he doesn’t say anything, but he’s aware of everything. It turns out that the man was totally in control. That is, the qualifications come much later. The pieces of the puzzle settle into place at a very late stage. But this is normal. Don’t we ourselves meet lots of people who learn about Sufism by reading books, who think they understand everything, yet understand nothing?

When people die, the Eagle swallows their spirits. A few, a very few, the Eagle spits out again. Then you revive. That’s the Eagle’s gift. And it’s the Sufic concept: “Die before you die.” That’s a saying of the Prophet. I didn’t know it back then, but it’s the essence of Sufism.

Now this isn’t asceticism. This isn’t a diet. This is to go to and return from the very brink of death. These are the real naguals, this is the true goal. Don Juan says: "Only when they are nothing do they become everything." All the examples he gives are of this sort. All the naguals have stories like that. And so do the sages of Sufism.

For example, Abdulqader Geylani doesn’t eat for more than thirty days. They place food in front of him, he doesn’t eat. He’s right at the brink. In ordinary terms, he may as well be dead. The analogies are similar. But the real task begins after that. In Sufism, too, you have to die before you die, only then is Spirit breathed into you.

Now, the concept of the Eagle’s gift is in Book 6. But so many years have passed until Carlos gets there. There are traces of it in the earlier books, but he can’t express them well because he hasn’t understood them well. He understands only after that.

Are you saying that there’s an exact match between Sufism and don Juan?

No. There isn’t a one-to-one correspondence between don Juan’s teachings and those of Sufism. Yet there are many parallels, too many to be ignored. For instance, the notion of an “assemblage point” is not found in Sufism. By shifting his assemblage point, a sorcerer assembles different worlds. And yet, this concept helped me to understand the Sufi shaykh Ibn Arabi’s concept of “the Five Presences” (hazarat al-hamsa). I was able to understand that, by shifting his state of consciousness, a Sufi sage is able to perceive alternate realities here and now.

Are there any parallels with Islam and Sufism that can’t be found with other religions or traditions?

Yes. I can think of at least three.

DISINTEGRATION

There’s an account in the Koran of Moses on Mount Sinai:

“When Moses came at Our appointed time and his Lord spoke with him, he said, 'My Lord, show me Yourself, so that I may behold You.' Said He, 'You cannot see Me; but look at the mountain—if it remains firm in its place, then you may see Me.' But when God manifested Himself on the mountain, it crumbled to dust; and Moses fell down unconscious. When he awoke, he said, 'Glory be to You! I repent to You; I am the first of the believers.'” (7:143)

Now one of the concepts in Castaneda is “jumping into the abyss.” He says: “I jumped together from the top of the mountain into an abyss.” This occurs at the end of the fourth book, but is explained only at the beginning of the fifth. There Carlos says that he disintegrated.

And the Master explained that the mountain had an esoteric meaning, that it was actually Moses’s "head," Moses’s “mountain,” that disintegrated.

Then Carlos reintegrates. He finds himself in one place, he becomes whole again. But the process continues. His body disintegrates, he goes 17 times between the tonal and the nagual.

Now you can’t find this in Buddhism, you can’t find this in Christianity. The closest thing to this is the disintegration of Moses’s mountain in the Koran.

THE DEATH DEFIER

Here’s another example. The Death Defiers are first introduced in Book 7, The Fire From Within. There are more than one of them. Now in Islamic lore, Khidr and Elias (Elijah) drink the Water of Life, the elixir of immortality. They’re shorn of human attributes and clothed in divine attributes.

Now, the death defier: there’s this man, he’s immortal. The naguals have extraordinary personal power. They can impart personal power by touching you. There’s an energy transfer. To use our word for it, that energy attracts Khidr, too. And the nagual gives him energy. These meetings continue from nagual to nagual. The thing about the death defier is this: he has thousands of years of accumulated knowledge. But this knowledge is not knowledge of the sort we know, it’s not book-knowledge. The death defiers make gifts of power: “The mystery about the gifts is that no one on this earth, with the exception of the death defier, can give us a sample of that knowledge.” (Book 9, The Art of Dreaming.) And in the Koran, what does God tell Moses? Even though Moses is endowed with deep knowledge, God still tells Moses to meet up with Khidr, who has “knowledge from Our side” (ilm al-ladun, 18:65)—that is, hidden knowledge. And in Sufism, Khidr reports to the Saint of the Age.

Now there’s no such thing in Christianity, nor in Buddhism. The closest is with us. You think Khidr is a fairy tale, but it tells you Khidr is real. Not just a “Khidr manifestation,” not just a saving grace from God when you’re in dire straits. Khidr is a real person, a concrete person. And he has the ability to take on any form. You and I both know a person who encountered him—not once, but several times.

STOPPING THE WORLD

Our internal dialog doesn’t leave us alone. Stopping the world is to stop the internal dialog, to stop the incessant chatter of the mind. One of the books is The Power of Silence. After you stop the internal dialog, that silence has a power. Now, to stop this during Formal Prayer (salat, namaz). But I can’t stop it!

There’s a Tradition of the Prophet about that. The Prophet said: “Whoever doesn’t bring anything to mind during Prayer, I’ll give him my cloak.” None of them succeeded. The Prophet turned to his beloved cousin and son-in-law: “How about you, Ali?” Ali said, “I thought about which of your cloaks you were going to give.” So it’s easier said than done.

Those are the Base Self’s distractions it throws up as obstacles during Prayer.

Stopping the internal dialog is a major step all by itself. The methods the Master advises during Prayer—holding your breath, squeezing your torso with your clasped arms—are all just to stop the internal dialog. That has to happen so that something else can emerge from the power of silence. But I don’t know what that thing is. In a sense, stopping the world is to tie up the devil, but that’s another story.

Now let’s see: is “stopping the world” in Christianity? Is it in Buddhism? No. Only in Islam and Sufism can you find it.

PARADISE

What does it say in the Koran? In Paradise, you don’t get hungry, you don’t get cold, you don’t get tired (20:117-119). The implication is that you suffer all those things if you get cast out of Paradise.

Now, there’s a woman. I know her. Her grandfather was one of the great Sufi saints. That woman doesn’t eat or drink for 17 days, she says “I’m not hungry.” Of course with the aid of her grandfather, from the other side. But then, she can’t stand that state. She sees the truth of everyone, she sees them for what they are: some look like wolves, others like jackals. She can’t bear it. Finally, she prays, and they remove it from her. But for those 17 days, she didn’t sleep at all, she didn’t get tired at all.

What does this mean? She’s in a different state of consciousness. When she looks, she sees. She entered a state that’s reserved for great saints. But she couldn’t bear it, because it’s not the right time. She hasn’t matured enough to withstand it. It’s like the Master says: “Don’t ask for Unveiling, you’ll beg.” Because you’re not in a position to handle that fire, you haven’t become ashes. You have to be ash to hold fire in your hands. You’re raw, unripe. How will you bear it?

So I’m trying to draw a parallel with the Verse. No hunger, no thirst, no sleep. And not the slightest sign of being tired physically. For 17 days. How can this be? I don’t sleep for a night, it hits me like a ton of bricks.

ADAM

Then there’s Adam. The fall of Adam from Eden: self-importance developed in man, he lost that property. Otherwise, the human was doing just fine.

Now Don Juan says he believes that the Christian idea of being cast out from the Garden of Eden sounds like an allegory for losing our silent knowledge, our knowledge of intent. Sorcery, then, is a going back to the beginning, a return to paradise. In time, self-importance developed, and this self-importance causes a fall into the normal state. In the Koran, God says: “Get down from there.” Does that mean to get down from Paradise to earth, or to get down from that state? At that time I’m just getting acquainted with the Koran, I became convinced that it was a fall out of a state. “I’ll create a vicegerent on earth,” “I’ll create him of clay,” it’s all happening on earth. When you look at the Koran, he wasn’t created in Paradise and didn’t fall to earth. How can he be in Paradise and on earth at the same time? He’s in another state.

SELF-IMPORTANCE

Don Juan says: “Self-importance is man's greatest enemy.” And: “full awareness comes to [warriors] only when there is no more self-importance left in them.”

In Satan’s case, it’s totally self-importance. He says: “You created me from fire, Adam from clay. Fire is superior to clay.” That’s the reason he was cast out. You were the leader of the angels, you become the devil. You’re expelled from Paradise.

The nagual Julian speaks of self-importance as a three-thousand-headed monster. Now in Sufism, it is the Base Self (nafs al-ammara) that is regarded as the monster with multiple heads. Self-importance, or arrogance, is merely one of the “foot-soldiers” of the Base Self, such as rage, jealousy and greed. So when he says self-importance, Julian actually means the Base Self, though he lacks the technical vocabulary to articulate it. What we have here is an introduction to the Sufic teachings regarding levels of selfhood in rudimentary form.

PERSONAL POWER

Personal power corresponds to divine light. Personal power or light is very important. And this involves struggle. For that, you have to be a warrior. Don Juan places great emphasis on this, he says all sorcerers strive to accumulate personal power. They shun illegal sex because it reduces personal power. And the Sacred Verses state that light is accumulated in this world. The unbelievers will say, “draw close so we can benefit from your light.” The believers will say, “You can’t, it could only be gathered while in the world” (57:12-13).

In time, I made these connections. The importance of divine light in Islam and personal power are parallel, they have different purposes. The sorcerer wants to save himself, to enter paradise while on earth. The Master says the intention should be to save everyone.

CONTROLLED FOLLY

The man tries his hardest, but his heart isn’t in it. That is, not to put it in your heart, not to have your heart set on it.

Now this is an interesting concept. He gives him nonsensical tasks. For instance, “Walk forty times around this house.” It later emerges that the reason for this is to do something without having one’s interest in mind. And with us? To do something for God’s sake. Not necessarily for one’s personal benefit. But people don’t do anything unless it’s in their interest. So it turns out that it was being done to break that. To do something without personal gain. But people can’t do that. So that’s what it was for.

Medicinal plants, we have that. I don’t know it at that time, but there’s Prophetic medicine.

In Islam there’s seven heavens, there you have the “seven worlds” of a sorcerer (in The Fire From Within). You have different rates of time flow, like “a day is 50 thousand of your years,” as it says in the Koran.

LEFT SIDE AWARENESS

Some of the training is conducted in a normal state of consciousness. But some of it takes place in what Carlos calls the “left side awareness.” When you analyze that, it corresponds to a hypnotic state. Not a trance state, but a hypnotic state. Carlos never calls it that, he calls it “left side awareness.” Training can be enormously accelerated in that state, because your focus reaches an unparalleled intensity. The downside is that you don’t remember what you learned in that state when you’re in your normal state of consciousness. The sorcerers have the ability to put you in that state immediately. You remember, but only in later years.

In the case of Sufism, you have training in sleep states, even if you don't remember your dreams and even when the Master has passed away. The ones you do remember offer a clue as to what is actually going on during deep sleep.

What about the differences?

DIFFERENCES

One of the contrasts with us is that don Juan does not emphasize courtesy (adab). They’re not discourteous, but courtesy isn’t emphasized. And the same with morality: they’re not immoral, they don’t steal, but they live isolated from the world. There’s no worship, of course. There's no understanding of revelation as we know it, and hence no knowledge of life after death, of the Judgment Day. They seem to be discovering things themselves as they go along.

Another main difference is that don Juan's “path with heart” is holistic in theory but atomistic in practice, while Islam is holistic both in theory and in practice.

What do I mean by that? They’re interested only in their personal salvation. They’re out to save their own skin. In Islam, on the other hand, individual and social salvation go hand in hand: both the individual and society are emphasized. In the Koran, almost every Verse dealing with Prayer also mentions the Alms-tax (zakat, a form of charity) in the same breath. The aim is not just the improvement of a very few, but “the greatest good of the greatest number.” And martyrs (shahid: “witness”) who die in combat are said to be not dead, but alive in the Koran. Because they have made the greatest sacrifice, their own lives, to save their society.

In his second book (Spirit and Body), the Master approvingly quoted an anecdote by the Sufi Shaykh Sadi of Shiraz: “A dervish left the convent and enrolled at the university (madrasah). I asked him why he had forsaken dervishhood and come over to the ranks of the scholars. He replied: ‘A dervish tries to pull his own prayer mat out of the water. A scholar tries to rescue those being drowned.’”

That sounds a lot like the boddhisattvic ideal found in Buddhism. Except that a Sufi knows that one can’t save others unless one is first enlightened oneself. The boddhisattva says, “I forsake enlightenment until all sentient beings are enlightened.” But the Sufi couplet goes, “Until the candle was kindled / it did not burn the moth.” As Jesus—whom we may consider a Sufi of his time in this respect—said: “I, if I be lifted up, will lift up all humankind with me” (Jn. 12:32).

A true Sufi saint or sage is a conduit for divine gifts to society. The Master always said that becoming a teacher, an enlightener of others, was superior to one’s own enlightenment. Madmen of God (majzubs) can do that, too. One’s success should result in the restoration of society. In rejuvenating a waste land. That is, personal Attainment is incomplete unless one also becomes a boon to one’s fellow human beings. To revive one’s society, planet, or universe, as the case may be. In the frontispiece to his first book (Man and Universe), the Master said: “Love, give joy. Know, make known. See, try to show.”

TELEPORTATION (SPACEFOLDING)

There are cases of spacefolding (tayy al-makân) in Carlos. In an instant, he finds himself somewhere else. They discuss this. What emerges from these discussions is that something does astral traveling. And then there’s the body. Is the body dominant, or is the spirit dominant? Are we bodies, dreaming we’re somewhere else, or are we spirits, dreaming that we have bodies? Which is dominant, which one is real? If you’re powerful enough, you can carry your body where you want by means of the other.



Now at this point, the term used by the Master assumes importance: “the precursor of spacefolding.” Not spacefolding (teleportation) itself, but something goes out and roams: you sit here and you wander in Istanbul. Don Genaro sits here, his double, the dreaming body, wanders somewhere else. The Master’s term is critically important. I heard it for the first time from him: “the precursor of spacefolding.” I had never heard of it before. That’s what pulls the body there. If he wants to wake up there, he can wake up with the body. The spirit goes there first, it draws the body there if it wants. Perhaps this is for beginners, and the two can happen at the same time later on. But in principle, the spirit does the pulling. In those stories of don Juan, that’s what happens: first it goes, then the body goes. That’s why I think the expression used by the Master is extraordinary. In our terms, astral traveling is the precursor of teleportation.

There are times when you “wake up” within a dream. You’re sleeping, you know you’re dreaming, but you’re awake within your dream. It’s called a “lucid dream.” You’re in command of your rational faculties within the dream. Then you can do anything within your dream. There was an astral traveler, Oliver Fox, who started out with lucid dreams and progressed to out-of-body experiences (OOBEs or OBEs). So in the Master’s terms, astral traveling is the precursor of spacefolding, and lucid dreams are the precursor of astral traveling. One leaves the body. The trip of our Prophet from Mecca to Jerusalem in an instant was the precursor of the Ascension (miraj). Then you automatically make the connection.

IMPECCABILITY AND THE PERFECT HUMAN

Carlos couldn’t understand what being impeccable was. When he finally understood, it turned out to mean doing something flawlessly, perfectly. As don Juan says: “Impeccability is to do your best in whatever you're engaged in.” Now that’s the situation of the Perfect Human (insan al-kâmil) in Sufism: that person does everything impeccably. But there’s no chance of being impeccable without dying. And this can only happen by experiencing it, not by sitting on your couch.

There you have the conceptual analogies. How can so many correspondences exist? But reading these books, really understanding them, takes a very long time.

So in my case, don Juan and Castaneda proved to be a temporary bridge for understanding Sufism and Islam.



After this conversation, I, too, remembered two things that my friend had not mentioned, but were in line with Sufism.

In Journey to Ixtlan, don Juan tells Carlos: “One of us has to change... And you know who.” This is exactly the nature of the Sufi Master/student relationship.

As I recalled, he also said: “Touch your world lightly.” (His actual words in the same book are, “touch the world around you sparingly. You don't eat five quail; you eat one.” This ties in with what my friend said about the fish.) And the Koran instructs us: “Eat, drink, but do not waste” (7:31). Take only what you need: this is the first principle, not only of economy, but also of ecology, to ensure that we live in a sustainable world.

“Erasing personal history” is a part of this, too. Self-effacement is a way of fighting one's arrogance (self-importance), and it has something of the Sufi courtesy (adab) and humility (tawazu) in it.



Castaneda and don Juan are no longer with us. But Sufism lives on.

It is peaceful in the desert now. The sun is setting. Quiet has settled over the landscape.

We can finally leave Carlos, Don Juan, and the Toltecs to enjoy their peace.



ISLAM AND REFORMATION




  The Treasure Chest

Let's say you go scuba diving and come upon a shipwreck. Exploring the sunken ship, you find a chest. It's old and frayed, covered with barnacles and seaweed, but you know that there can be treasure in it. There may even be an octopus that's taken ownership of it and won't deliver it to you easily. But would the barnacles, seaweed or the octopus deter you from opening it to see what's inside? You know there can be treasure in there: priceless jewels, diamonds, emeralds, rubies... and gold. Would the less-than-appealing appearance of the chest prevent you from opening it?

The same thing could be said about an oyster and the pearl it contains. The oyster may not be much to look at, but the pearl within is something else again.

We in the West have been in a similar position for centuries with respect to Islam. People tell us: "See, it's all encrusted with barnacles and seaweed. Nothing to see here, folks, just move on."

But is that true?

What I see all around is people looking at the external trappings, the barnacles and even the occasional octopus, and not opening the lid at all. For those who think they know enough about Islam, I offer up the following points for consideration. Did you know that:
  • Islam is not just about Law. The Law is the exterior aspect. There is also an interior aspect, called Sufism, having to do with spirituality, love, and the inner world of the psyche. Sufism comprises the highest reaches of spiritual and noetic experience.
  • Islam is not just the Koran. The Koran is the foundation, but it is one of twin pillars. The other pillar is the ethics and example of the Prophet. In his words and deeds, the Prophet demonstrated how the message of the Koran was to be lived. Try to go by the Koran alone, and you will not be able to perform even a simple Ablution.
  • Islam is not a political ideology. There's a lot of confusion about this, because the Prophet had to rule the fledgling Islamic community in Medina. But all the basics of Islam were already present in Mecca, where the Prophet had no role of political leadership. For 12 years, the Prophet preached Islam in Mecca. He spent less than 10 years in Medina. Islam's most important principles and precepts were already well-established by the time he emigrated. Without the implacable opposition of the Meccan establishment, the Prophet would probably never have been forced into that role.
  • Islam certainly does not tell you to hijack jet planes and slam them into skyscrapers. (In that respect, see this study. See also here (bottom half) and here.) On the contrary, the most severe measures of Islam are reserved for those who sow discord among human beings.
  • Suicide is prohibited in Islam: it is considered the same as murder. "Do not kill yourselves or one another" (4:29).
  • Islam is already a tolerant religion and a moderate one. The Turkish Sufi poet Yunus Emre sang: "Accept the created, because of the Creator." The Koran calls Muslims a "middle community" (2:143) who are supposed to walk a balanced, medium path—the Straight Path—between extremes. And the Prophet said: "Who goes to extremes is ruined."
  • I was in the presence of a Sufi saint, Master Ahmet Kayhan, for the better part of two decades. I was witness to the kind of person he was. Speaking from that experience, I can tell you this: if Islam produced a result like the Master, then it cannot be wrong.

By implication, this also means that many of the criticisms leveled at the Prophet are baseless. It may be true that those who make such criticisms draw their material from Islamic sources themselves. But remember: according to Islamic belief, only the Koran as the word of God, and then only its Arabic original, is considered to be free of error. (Hence, there can be no reformation in the Koran.) The Sayings of the Prophet and historical information do not have the same degree of reliability. But equally, we cannot throw away a whole sack of rice just because there are a few small stones in it. While we can accept both the Sayings and historical accounts to a great extent, we should be wary of claims that would lead us to infer anything demeaning about the stature of the Prophet.

So what I'm saying is that we've focused on the barnacles and seaweed too long. Let's open the lid of that chest, let's see what's inside. Naturally I cannot show you everything in a short piece like this, but an excursion around this website might give you some faint idea.


Reforming Islam

Ever since the Reformation in the West, there have been those looking forward to a similar reformation in Islam. Especially since the 18th century, calls for reform in Islam have been frequent. Yet before we commit ourselves to such a project, we need to know whether the new structure we erect will be superior in every respect to what we wish to tear down. And that entails knowing the vast edifice down to its tiniest detail.

But here we face a problem. Some parts of the religious system have to do with deeply spiritual matters. And the Koran itself tells us about the spirit that "little knowledge thereof" has been given to us (17:85). Who is there so well-informed as to undertake this tremendous task? Moreover, we live in an age when the spirit has progressively been reduced to the mind, the mind to the brain, and the brain to electrochemical signals. There you have it: our consciousness is nothing but an ensemble of electrochemical pulses swirling around in the brain. And the spirit? That's a "construct." Well, good luck with getting anywhere on that treadmill.


Reforming Physics

Just to give you an idea about how preposterous such an undertaking is, let's consider how I, or someone else, might go about reforming physics. Of course, first I postulate that there is need for such a reform. Why? Because I say so. Specifically, I might say that I'm not comfortable with Newton's second law of motion: F=ma, and Einstein's famous equation, E=mc2. These, I declare, are wrong. What appeals to me aesthetically is to rewrite the equations as follows: F=ma2and E=mc.

There. Now does that work? Can I arbitrarily change the laws of physics like that? Can I open the hood of a car and fiddle around with the motor as I please? Would you change the wiring of a computer motherboard unless you were an IT genius (and even then you probably wouldn't)? If not, then to tamper with the parameters of the most sophisticated religious system extant, to project our own subjective deformities onto it while ostensibly "reforming" it, is the epitome of absurdity.

Here are two points not generally known or recognized:
  • Every exoteric (outward) precept or practice in Islam has an esoteric (inward) reason behind it. How are you going to tackle that?
  • According to a Tradition (Saying) of the Prophet, the Koran has a literal (exoteric) meaning and an inward (esoteric) meaning, the latter to the depth of seven levels. How will you "reform" these when you have no understanding of even the first level?
I do get it, however. Well-meaning people want to get rid of the barnacles and seaweed, they want to have a treasure chest so clean it sparkles. Or perhaps to put the treasure in another box entirely. I'm with them on that. But how do we know that a barnacle is a barnacle and not an encrusted gem in disguise? And as long as we lack that kind of knowledge, the prudent thing to do is to proceed with extreme caution. Unfortunate, but true.

Consider further: religions, and specifically Islam, exist for the good of human beings: for the betterment of their fare on earth, for increasing their happiness here and in the hereafter. If you break something while you're trying to fix it, you harm human beings, you diminish their chances of an auspicious passage in this world and the next. Are you in good conscience ready to bear that responsibility?

No. What we can call for is not reformation in Islam, but renewal: expressing the perennial truths of Islam in a contemporary idiom. And we can call on Muslims to reform themselves, to abide properly by the precepts of their religion if they want to be called its adherents, for there is much failing therein. To paraphrase from Desiderata II: "You would reform Islam? Begin with yourself, brother!"


Reformation in Christianity

While on the subject of reformation, we cannot avoid looking at the original Reformation. Long before Luther's Reformation, however, there was another: the reformation of Jesus.

Psychologist Carl Gustav Jung spoke of "the Jewish Reformation called Christianity": "The New Testament was the Jewish reformation of the Old Testament: it was Jewish Protestantism." (Jung, Nietzsche's Zarathustra, Vol. 1, pp. 917-918.) God was not only to be feared, He was also to be loved.

Now with the Protestant Reformation, there was a reformation of that first reformation. Somewhat like Hegel's "negation of the negation," this second reformation brought Christianity back into closer proximity with Judaism, and—because of the latter's greater emphasis on monotheism—therefore also with Islam. For instance, I for one may be inclined to agree with at least some of Luther's 95 Theses, his opposition to the Prophet notwithstanding. (They mainly have to do with papal indulgences.)

In fact, there have been those, such as Rodney Blackhirst and Kenneth Oldmeadow, who have argued that:
Protestantism, in its deepest impulses, is historically the Christian response to the challenge of Islam. The central fact of the remarkably discontinuous tradition of Christian civilization is that the rise of Islam was a shock from which the Christian tradition never fully recovered. ...
Protestantism (especially in its Calvinist forms) is the ultimate Christian response to Islam... It is this that explains the remarkable similarities between Islam and Protestantism as religious typologies. ...
Protestantism is a Christian imitation of Islam, a Christianity adapted to Islam.
But did Luther go far enough?

Now after the reformation of Jesus, and before the Protestant Reformation, it so happens that there was still another reformation: the reformation of Mohammed. Nine hundred years before Luther, and at a time when (some have claimed) there were scarcely thirty true Christians left, the Prophet started a reformation in monotheism that was both more radical and more far-reaching than Luther's. One of the ways in which it was, and continues to be, radical is that there is no church and no monasticism in Islam. Let us return to C. G. Jung again:

For two thousand years God has been under the censorship of the priests. He could not publish a new book, he could do nothing, because he had said in the Bible what he had to say and nothing could ever be changed. That is a catastrophe because it is an encroachment upon divine rights, and moreover it is absolutely unpsychological... (Jung, Nietzsche's Zarathustra, Vol. 1, p. 907.)
As a matter of fact, practically, God is limited: he is fettered by the magic rites of the church... So one is held entirely in the church. If God wants to work at all, it must be in and through the church; he cannot work outside the church nor can he publish any other news, perhaps a still newer Testament. The last edition appeared two thousand years ago—nothing new since then. It would be too upsetting if there were, it would be outside the dogma and that cannot be countered. (Jung, Nietzsche's Zarathustra, Vol. 2, p. 1511.)

Well, there was and is a newer Testament—the Last Testament, and it's called the Koran. It appeared fourteen hundred years ago. It swept away the concept of a church. It emancipated humankind so that each human being is in a direct personal relationship with the Lord, without any intermediaries. You could say that God got tired of others speaking in His name and decided to speak to you Himself.

Thus we see that a reformation of Islam would not be progress at all. In reality, it would be a regression to earlier modes of religious experience: a regression back into the church, into monastic life, and all the rest of the religious modes experienced during the long history of Christianity.

Some might want to argue that Protestantism itself is not free of flaws, that it too needs to undergo a reformation. (It has been claimed that Protestantism became too rational and arid, that it bleached out spirituality and love.) In that case, they would have no recourse but to revert to Islam.

One final point. I suspect that not all those who call for an Islamic reformation have Islam's well-being in mind. Their calls sound more like the old Chinese curse: "May you live in interesting times." I remember reading in a book once: "A reformation is worse than a revolution." Actually, it is far worse. The Protestant Reformation led not to one but to multiple social upheavals, revolutions, wars and civil wars. What started when Luther nailed his theses to the church door in 1517 ended only in 1648 with the Treaty of Westphalia. (I count at least six wars up to that date in the Wikipedia article on the subject; see also here.) It produced a lasting rift in Christianity. In a sense, it has not ended even today. Can we then say in good faith that these people have Islam's best interests in mind? Are they not wishing upon Islam a fate similar to that suffered by Christianity?

In conclusion, let me repeat what I said earlier. Don't judge a book by its cover. The cover may be torn and tattered, but it's what's inside that counts, that's worthwhile, even priceless.

Let's not be deterred by the barnacles or seaweed. Let's open that treasure chest, let's look inside and see for ourselves.
If but once your tongue says "God" with love
All sins fall away like autumn leaves.
—Suleyman Chelebi, The Mevlidi Sherif 
(Ode celebrating the birth of the Prophet)



UPDATE, FEB 9, 2015

Stephen Schwartz writes:

But religious "reformation" is a contradictory phenomenon. Reformers of religion may represent modernization, or they may embody "purification." Saudi Wahhabis, Deobandis, the Muslim Brotherhood, and their peers have all claimed the mantle of "Islamic reform," in that they oppose the spiritual practices of the Sufis, such as celebration of Muhammad's birthday. But like Martin Luther, they are purificationists. Calls for an Islamic Luther ignore the mistake of attempting to transfer the patterns of Christian history to the Islamic world. Do we want the decades of bloodshed that made up the Christian Reformation to be imposed on Muslims? Would such a development not merely increase Muslim radicalism? Finally, Luther's greatest achievement was to promote the reading of a vernacular Bible. But Qur'an, the sacred text of Islam, began to be translated into Persian during the life of Muhammad, and versions in other local languages followed.
Additionally, Luther advocated murder of Jews and destruction of synagogues. Yet one of the brightest chapters of Islamic history is found in the rescue of the Spanish and Portuguese Jews from the Inquisition, at the end of the 15th century, by the sultans of Morocco and Turkey. Given the need for authentic peacemaking between Jews and Muslims today, is it not dangerous to promote the legacy of Luther to Muslims?
To emphasize, it is little understood by non-Muslims that because the Wahhabis, Deobandis, Muslim Brotherhood and other radicals project themselves as "reformers," a posture in favor of "reformed Islam" is viewed with suspicion by the moderate majority. That majority must be mobilized to defeat the radicals; but I do not believe it can be done on the basis of "reformation."

See also his reflections here.


UPDATE 2, FEB 14, 2016

“The study of Islam . . . to understand the prophetic tradition, to understand Judaism and Christianity better. To see, perhaps, Islam as the first Protestant Reformation. The first Protestant Reformation. Now if you were to see Islam as the first Protestant Reformation, what would it mean? It would mean, I think, to pass the judgment that something had gone wrong. That something else had to be tried. Something had gone wrong as early as the seventh century AD, the seventh century of the Christian era. Actually there should be no great difficulty for a Protestant, or one of a Protestant background like me, to say that. After all, most Protestantism, or rigorous Protestantism, is involved precisely in questioning the legitimacy of the historical development of the Christian church.”

—Norman O. Brown, The Challenge of Islam: The Prophetic Tradition (2009), Lecture 2: “Islam and Judaism,” p. 13.

Apparently, Professor Brown said it long ago (in his 1981 lectures). He also reserves his highest praise for the Prophet: “Muhammad is the bridge between Christ and Dante and Blake” (via the Imaginal World; p. 44).






STOPPING THE SELF



The Master said:
The greatest thing is to control the self. The second greatest thing is to feel compassion towards all creatures. The third greatest thing is to fulfill the principles of Islam to the letter. … Nothing is possible before the self is calmed and pacified. A seeker went to a teacher, ‘Put me in shape,’ he said. But because the self ceaselessly vibrated, shook and attacked right and left, it was possible to do nothing. The teacher can stop this vibration, but the responsibility to stop it belongs to the disciple. The same seeker went back to his teacher after bringing his self to a quiescent state, and this time he saw that everything proceeded smoothly.

Nothing can be done before the self is stopped, because the rampant self also prevents the principles of Islam from being applied. The tiniest opportunity is enough for the self to wreck everything. …

The self fears three things: hunger, Prayer, death. It fears nothing else.
(The Teachings of a Perfect Master, p. 129, 130, 132.)
Here I shall try to expand upon the Master’s teachings regarding the self. In his view, phenomena belonging to the material world and the spiritual world often mirrored each other, so that it was possible to understand certain spiritual matters by recourse to physical analogues. Hence in what follows, I will attempt to explain certain matters about the self and the spirit by using analogies from the world of nature.

The natural state of the self is the Base Self. The task is to purify the self of its Baseness in several stages, finally culminating in the Purified Self.



The Four States of Matter

Matter is present in nature in four different forms: solid, liquid, gas and plasma. The following graphic covers almost everything we need to know about these states for the purposes of this article:

Heat is a form of energy, the energy of atoms/molecules in motion. As heat is added, matter becomes increasingly agitated, until even the atomic structure cannot be sustained and, in the plasma state, atoms break down into a furious swarm of free ions and electrons. On the other hand, as matter is cooled, it condenses and solidifies. Near Absolute Zero, the motion of atoms/molecules ceases entirely. Only quantum effects remain. (In terms of the Four Classical Elements, solid corresponds to Earth, liquid to Water, gas to Air and plasma to Fire.)

Now the Base Self is similar in its nature to a gas. It is capricious and follows its whim, going this way and that in an apparently random, chaotic fashion like the molecules in a gas:



When the Base Self goes ballistic, i.e. it flies into a rage, this is best symbolized by the plasma state of matter. Then, the Base Self is terribly difficult to control. Just try to contain it when you're angry and you'll see how hard it is.

For decades, physicists have been trying to harness nuclear fusion, so far without any clear signs of energy breakeven. For the nuclei of atoms to fuse, they have to overcome electromagnetic repulsion, and for that, they have to be accelerated (heated) to temperatures of millions of degrees Kelvin. A plasma is a furious swirl of subatomic particles where the structure of an atom can no longer be maintained.

Plasma confinement is fraught with nonlinearities. Though scientists have tried to put the plasma in a “magnetic bottle” by using powerful electromagnets, the genie bursts its confines and the project fails. In its ability to break free, the Base Self is just like white-hot plasma.

 


But even in a solid, although they are locked into some sort of spatial order, the atoms or molecules still wiggle and jiggle, jostling each other as shown below:



Only at temperatures approaching Absolute Zero (0 degrees Kelvin) does this vibration cease entirely. And when that happens, matter begins to exhibit extraordinary properties, such as superconductivity and superfluidity. In the same way, the self, when it has been brought to an entirely quiescent state, begins to exhibit emergent miraculous properties which had previously been masked by its constant vibration.

The reason the self has to be “cooled” to absolute quiescence is that otherwise, Ascension to God will be impossible. For the self will shake off the spirit at some point along the way, thus thwarting its goal.

We know of two cases of failed Ascension from Greek mythology. (Important Note: the following should in no way be construed as a blanket endorsement of everything in Greek mythology.)



Case 1: Bellerophon

This hero, riding on the winged horse Pegasus, slew the dreaded monster, Chimera. Emboldened by this and similar successes, he thought to be the equal of God (Zeus: Theos), and to share His company, to sit with Zeus on Olympus. But God has not given, nor does He give, His Godhood to anyone. The hero in his hubris sought to fly to heaven, to Olympus, on the back of Pegasus.

Zeus was angered by this presumption and sent a horsefly to sting the steed, which caused it to buck and cast the hero down to earth. He became lame or blind as a consequence, and afterwards wandered the earth alone, despised by all. As Pindar observes in this context: “Sweets gained unrightly await an end most bitter." (Isthmian Ode 7.44 ff.)

One proposed etymology for Pegasus is pihassas in the ancient Luwian language, which means “lightning.” Now Buraq, the steed of Muhammad’s Ascension, also means “lightning,” this time in Arabic. It was so called because each step it took carried it to the next horizon.

Pegasus (left), a modern representation of the Buraq (right courtesy M-Studios).

Now as I have been explaining for years, any monstrous form is a symbol for the Base Self. In the Master’s teachings, to slay the Base Self is possible only by total abstention from Unclean Gain and Unclean Lust. The hero shows some evidence of the latter abstention in the mythical accounts. So his slaying of the monster should also have taken care of his conceit. But the almost-purified self, symbolized by Pegasus, is still prone to shake off its rider, with or without a horsefly, this last being a direct consequence of overconfident pride. So the almost-purified self has to be purified also of vanity/horseflies if success is to be possible. As the Prophet said: “Arrogance leads to disaster,” just as hubris inevitably leads to nemesis. And this is where hunger comes in.



Case 2: Icarus

The great inventor, Daedalus, fashioned wings made of feathers held together by wax for himself and his son. Before the two began to fly together, he said: “Let me warn you to take the middle way. The moisture of the sea will weigh down your wings if you fly too low, while the sun will scorch them if you go too high. Travel between the extremes.” And this is always good advice, even in the search for God. The Prophet himself always counseled moderation: "Whoever goes to extremes, is ruined."

The boy began to delight in his daring flight, and abandoning his guide, drawn by desire for the heavens, soared higher. His nearness to the devouring sun softened the fragrant wax that held the wings: and the wax melted: he flailed with bare arms, but losing his oar-like wings, could not ride the air. Even as his mouth was crying his father’s name, it vanished into the dark blue sea, the Icarian Sea, called after him [ever since]. (Ovid, Metamorphoses, A. S. Kline’s version, Bk VIII:183-235.)


Here it is the hero himself who has the wings, instead of mounting a winged steed like Pegasus, and thus the symbolism of Ascension is more obvious. Weak wings represent a state of unreadiness, and the young man's excessive ambition is a sure cause of downfall.

So if you want an Ascension to be successful like the Prophet’s, you need to take care that you don’t approach the matter with conceit. And if you want to Ascend to the sun (a symbol for God, who is Light), be careful that your wings of wax have adequate protection. Here, too, hunger has a role to play.

Let us try to understand the effects of hunger by resorting to analogies from astrophysics.



Black Holes, White Holes

First we have to understand “hydrostatic equilibrium.” Two forces are at work in a star such as our sun. One is the star’s self-gravity, which pulls stellar matter inwards. The other is the pressure of the gases composing the star, which drives stellar matter outwards. This pressure is actually caused by the immense heat output due to thermonuclear fusion. When a star is neither expanding nor contracting, it is said to be in hydrostatic equilibrium:


As a star burns up matter and converts it into energy, the gases become gradually depleted, the star begins to cool, and the outward pressure decreases. At some point, it can no longer sustain its equilibrium against gravity, and the star enters gravitational collapse. What happens next depends on the initial mass of the star, and is best summarized by the following picture:


  As one site puts it:
If the star is about the same mass as the Sun, it will turn into a white dwarf star. If it is somewhat more massive, it may undergo a supernova explosion and leave behind a neutron star. But if the collapsing core of the star is very great—at least three times the mass of the Sun—nothing can stop the collapse. The central part of the star—the entire star if the star is massive enough—implodes to form an infinite gravitational warp in space called a black hole.
In a black hole, all the known laws of physics break down. Furthermore, white holes have been hypothesized as the inverse of black holes. Whereas all matter and energy are sucked into a black hole and nothing, including light, can escape from it, a white hole is supposed to be a region of spacetime which cannot be entered, but from which matter and energy flow out. It is also thought that black holes and white holes may be connected through “wormholes” in spacetime, and that what enters the sink of a black hole comes out on the other side of the wormhole from the source that is a white hole.

While white holes remain a matter for conjecture, supernovas are a relatively common occurence throughout the universe. These, too are due to gravitational collapse. A star explodes with an energy output of something like a 100 million times its normal energy output. Under certain circumstances, a supernova can outshine an entire galaxy.

In sum, interesting things begin to happen when a star has consumed its fuel.

Black hole (left), white hole (right).


Analogies with the Self

Under normal conditions, the self may be said to be in “hydrostatic equilibrium.” We eat, drink, and lead our lives in the usual way. Food provides energy. But what happens when the self is starved of nutrients?

The Prophet said: "Hunger is the food of God" (Reynold NicholsonŞefik Can). We saw earlier that the Base Self is comparable to a gas. As the body consumes its stored resources to make up for the loss in food input, the internal pressure that maintains the ordinary self decreases. Finally, a point is reached where the self cannot be further sustained, and it collapses under “gravitational attraction.” This is what the Prophet meant when he said: “Die before you die.” This situation is known in Sufism as Annihilation in God (fana fillah), providing an analogy with a black hole. If it then expands again on the farther side of Annihilation by the grace of God, this is called Survival in God (baqa billah), which is analogous to a white hole.

I hasten to add that simply going hungry won’t produce this result, and will only end in starvation. One swallow does not a summer make. You have to follow Islamic principles to the letter, and cut the twin supports of Unclean Gain and Unclean Sex out from under the Base Self. Only then will hunger work its magic on the self. The Master explained the importance of hunger as follows:
If you want Unveiling, miraculous deeds, ‘I want to see something,’ [this calls for] hunger, asceticism. Formal Prayer won’t do it. The role of Formal Prayer is different. If you performed Prayer to the end of your life, the Base Self [still] has to be bowed by hunger. When the stomach is hungry, that’s when the love of God increases. (p. 250.)
On another occasion, he elaborated: “They tried everything on the self, it [still] said: ‘You’re You and I’m me.’ When it was left hungry, it said: ‘You are my Lord.’” (Another variant: it said “Now I know that you are my Lord.”)

These words of the Master find fuller expression in a tale told by the Turkish Sufi poet Ashrafoghlu Rumi:

When God created selves, He asked: “Do you know who I am and who you are?” The self replied: “You’re You and I’m me.”
Ever since, the self has not ceased from this self-assertion in the face of God.
God cast the self into hell three times for periods of a thousand years each, but still the self would not desist from its claim of independence.
Finally God commanded: “Starve it.”
Scarcely three days had passed without food or water when the self demanded: “I want an audience with my Lord.”
When it was ushered into the Divine Presence, God asked: “Now tell me: who am I and who are you?” The self answered: “You are my Lord and I am a weak servant of Yours.”

(From “The Purifier of Selves”—Müzekki’n Nüfus)

Hunger prevents the self from engaging in hubris, and one’s Ascension is then safe from vibrations of the self that will throw one to the ground (as in Case 1). If we remember that heat is basically vibration, internally “cooling” the self through hunger will also protect against the heat of the sun, and one’s “wings” won’t be scorched (as in Case 2).

A minor part of one’s food intake goes to ensuring the survival and health of the body. The rest feeds the self. Let the Master again have the last word:
‘I want to possess miraculous deeds.’ In that case, asceticism is necessary. Asceticism, much worship, hunger are necessary. And that happens only with hunger, not otherwise. You can do the Formal Prayer, you can be like an angel, but it won’t work without hunger. You stay hungry for three or four days, a week, that’ll do it.

Asceticism is good, but don’t weaken the body, for it is [your] vehicle. We’re going to give the body, eating, sleeping their due, but not in excess. (p. 250.)

THE POEMS OF HAJJI BAYRAM


 

There are five extant poems by the famous Turkish Sufi mystic, Hajji Bayram (1352–1430), who was also the founder of the Bayrami Sufi order. Recently I translated these poems into English, and am posting them below. I have added copious notes, since many terms and concepts may be unfamiliar to the average reader. The poems are now also posted on the Oxford University website (here) with emendations by Stephen Hirtenstein.


   
 

If you wish to know yourself1
Look for the Soul within your soul2
Abandon your soul and find Him3
Know yourself, just know yourself.
Whoever knows His Actions
also knows His Attributes
There he perceives His Essence4
Know yourself, just know yourself.
What is seen is your Attribute
The one who sees it is your Essence
What else do you need to know?
Know yourself, just know yourself.
Who arrives at bewilderment
Is plunged into divine light
And finds Unity of the Essence
Know yourself, just know yourself.
Bayram knew his own Essence
There he found the Knower
The finder became himself5
Know yourself, just know yourself.
 



 
My Lord created a city
between the two worlds.
If you look, you'll see His Face
At the outskirts of that town.6
Of a sudden I went to that town
and saw it being built.
I too was built together with it,
Between stone and clay.7
Arrows are shot from that city
They come and pierce my breast.
The words of the wise are sold
in that town's marketplace.8
Its disciples carve stones
and present them to the master.
They invoke the Lord's name
At every chip of that stone.9
What they call “city” is the Heart
’Tis not ignorant, nor does it know.
The blood of lovers flows freely
On the outskirts of that city.10
The wise understand these words;
The ignorant don’t know and chide.11
Hajji Bayram himself sounds
the prayer call from that town's minaret.12
 



 
What has happened to this heart of mine?
It is filled with Your worry and sadness.13
My heart has burned, my heart has burned
And has found its cure in that burning.14
It burned for the Truth, it burned for the Truth
Was all painted in the color of love;15
It found in itself, it found in itself16
How nicely my Heart has found its desire.
“My poverty is my pride”17
Did not the Pride of the Universe say?18
Know your poverty, know your poverty,
My Heart found what it found in Extinction.19
The greatest love, the greatest love20
The Greatest Heaven has [happened] to me
House of the Beloved, House of the Beloved
Is it strange that my Heart has become?21
Bayram, O Bayram, now is the time;
Now is the time to feast with the Friend.
Thanks and praises, thanks and praises
My heart has celebrated with the Beloved.22
 



 
My aim is not of this world
except only “none but He”23
There is no cure for my suffering
except only “none but He”
Neither houris nor servants,
not heavenly palace nor Ridwan24
These things are not the king of my heart
except only “none but He”
Of the weave of His imagination
This world is but a particle
Looking from that mote, we see
Nothing, only “none but He”25
Bayram, if you understand
the reality in this world
this secret’s secret none can grasp
except only “none but He”
 



 
Nobody can draw it
The bowstring of fortune is tough26
Don’t be enamored of its trouble
Some day it’ll end in “Alas!”27
It plays along and deceives
Due to its sleight of hand
How can so much mischief
Come together in one place?
Once it turns your face away
It doesn’t tarry an instant28
It makes feet of so many heads
Then turns around and makes heads of feet
It is transient and disloyal
Do not believe a word it says
Sometimes it makes the poor wealthy
Sometimes it makes the wealthy poor.
All scholars are enchanted
By the meaning of this,
Those who rule the world from end to end
Don’t fathom this mystery
He is One in Unity
Where the distinction of Diversity?
Khidr did not attain this secret
Nor did he inform Moses of it.29
Hajji Bayram, poor in spirit,
Don’t be enamored of this world
It is a great workhouse
Don’t take on its infatuation.30


------------------------------------

1. “He who knows his self knows his Lord”—The Prophet.

2. Trk. canruh, spirit/life. “Bir ben vardır bende, benden içeri” (There is an I inside me, inner than myself) — Yunus Emre.

3. “He who loses his life/soul (psychen, more accurately “self”) shall find it.” Matthew 16:25, Mark 8:35, Luke 9:24.

4. Tawhid al-Af’al/Sifat/Dhat: Unification of Actions/Attributes/Essence.

5. Duality was removed, Unity was achieved.

6. This city is the (spiritual) Heart (see below). The Heart is the seat of God, God can be seen at its remotest parts.

7. To build the city is to repair the Heart, so we are able to perceive its true nature again. Clay or earth is the substance of a human being. Stone, namely the Base Self, is its content.

8. Here the city is a dervish convent. The painful arrows of fortune pierce the lungs and heart, a necessary part of spiritual maturation. Dervishes learn and exchange words of wisdom with each other.

9. The stone is the Base Self. Carving stone is training and purifying the Base Self. An important part in this is the Invocation (dhikr) of God’s name. The master supervises the progress of the disciples.

10. The Heart is not the seat of knowledge, but of faith and Gnosis (marifa). Many lovers have sacrificed themselves for the sake of finding God.

11. “[Only] he who tastes, knows.” Other people can understand neither the journey of the Sufi, nor the terms used to describe its details.

12. He has attained his goal and has himself become a shaykh.

13. The love of God fills one with longing and the sadness of being separate.

14. Has become purified.

15. Hajji Bayram becomes love from head to toe.

16. He found God not outside, but within himself.

17. What is meant is spiritual poverty. “Blessed are the poor in spirit, for theirs is the Kingdom of Heaven”—Jesus (Matt. 5:3).

18. The Prophet Mohammed.

19. Annihilation in God (fana fillah).

20. The love of God.

21. His Heart has become the Abode of God.

22. He has attained Union.

23. “None but He” (illa Hu) is a part of La ilahe illa Hu: “There is no god but He,” an Invocation (dhikr) used to reach God.

24. Ridwan: The Gatekeeper of Paradise.

25. There is nothing in existence other than God.

26. The troubles of this world are formidable.

27. Don’t be seduced by the tinsel of this world, it is sure to end in regret.

28. It is like a kaleidoscope that keeps on changing.

29. Unity in Unity versus Unity in Diversity is a mystery few can understand. Neither was Khidr able to understand it or teach it to Moses.

30. “The world” is whatever that prevents us from attaining our goal, namely God. So we should not fall under its spell.

THE HOBBIT, TOLKIEN, AND SUFISM

Peter Jackson's third installment of his take on J. R. R. Tolkien's The Hobbit will appear later this year (2014), but I think it's pretty clear where things are going to lead. So it's not too early for an overall assessment of Tolkien, and Jackson's immensely successful adaptation of his work. After all, five out of six films are already done, also counting the earlier Lord of the Rings (LOTR) movie trilogy.

Using digital techniques and all the paraphernalia of modern film-making, Jackson has really succeeded in his dream of bringing Tolkien's fairytale world to life. If we compare this with the cartoon film attempts of The Hobbit (1977) and LOTR(1978, partial), you'll know that Peter Jackson's version represents an improvement in almost every respect—though of course, what is possible now wasn't so then.

Jackson has not just taken Tolkien's work as it stands, but has also interpreted it—especially in The Hobbit trilogy. (Otherwise, The Hobbit would have been a single movie.) Both Jackson and Tolkien stand as modern mythmakers who would best be approached via mythologist Joseph Campbell and psychologist C. G. Jung. In addition, I would here like to investigate what their work signifies in terms of Sufism. Tolkien was a Christian thinker, but every great tale has universal import, and Tolkien's doctrinal side doesn't show, except perhaps ethically, which is not a problem but an advantage.

Before we go on, I should perhaps point out that Tolkien's religious standpoint lends him a predilection to magnify evil beyond its true proportions. Like Zoroastrianism, Christianity accords evil an inordinate amount of power: it is thought to be almost the equal of good, and Satan deemed capable even of killing God (in the hypostasis of the Son)—though not permanently. In Sufism, on the other hand, the devil is nowhere near so powerful. He is called "the Whisperer" of delusions (vesvâs), and if people do not heed his whisperings, he has no further power over them.

The result is that in Tolkien's work, all the bad guys are not simply villains, but supervillains, enemies who are well-nigh invincible. While this may not be an accurate portrayal of the powers of evil, it certainly adds dramatic effect, both in the storyline and the movies, and our heroes succeed against incredible odds.



  The Levels of Selfhood

In terms of Sufism, then, the key to unlocking the codes of Tolkien's vast saga is the Sufic concept of the Base Self (nafs al-ammara). In Sufism, human beings are originally born good as gold and pure as starlight. They are not tainted with some indelible stain. As they grow up, however, the vagaries of this world take their toll, and the human self loses its original purity, slowly sinking into the mire of murky waters. It is like diving to the bottom of a sea. Having taken that dive, however, Sufism teaches that human beings can swim up and rise to the surface again. If gold falls into the mud, it doesn't lose its value: wash it off and it is gold again. The self can be purified, and the stage of the Base Self can be left behind in a succession of levels, until the self reaches its original purity (the "Purified Self"). Then it is as if one is reborn, and perceives the world as on Day One. Then, the answer to the Zen Koan: "What was your face before you were born?" is revealed. (The Sufi poet Harabi answers the riddle: "We were Real with the Real in the eternal past." This is but a different expression of the Koranic Verse: "We come from God and we shall return to Him" (2:156).)

When we look at Tolkien's epic in this way, we find that it abounds with portrayals of the Base Self. The whole of Middle Earth is crawling with all kinds of Base-Self types, such as orcs, trolls, balrogs, ghouls, wraiths, monsters, spiders, you name it. But of course, there are basically three of what you might call Base-Self "archetypes": Sauron, Gollum, and Smaug the dragon. So let us analyze the principal actors under several headings.



  Gollum


 
Gollum. Would you buy a used car from this fellow?
Each of Tolkien's bad-guy characters reveals a different swatch of the Base Self's blameworthy ethics. Sly and deceitful, covetous and mendacious, Gollum draws a portrait that is both pitiful and revolting. His misdeeds and lies have resulted in a split personality. Yet in the immense machinations of the universe, even such a miserable character has a part to play. "God does not create a mote in vain." If not for him, the Ring of Power would never get cast into the fires of Mount Doom. In a sense, Gollum sacrifices himself together with the Ring. And perhaps therein lies his final, possible redemption.


Sauron


 
Sauron and his All-seeing Eye.
Tolkien took Lord Acton's dictum to heart: "Power corrupts and absolute power corrupts absolutely." So did the Founding Fathers of America: if men were angels, they reasoned, there would be no need for laws to govern society, and if angels governed, there would be no need for checks on government. Neither of the former being the case, both of the latter were necessary.
Sauron, also known as the Necromancer, represents the pinnacle of Lord Acton's vision, the diametrical opposite of what Tolkien and the Founding Fathers viewed as desirable. With his All-seeing Eye as a Panopticon, the Dark Lord keeps all under constant observation. To him, it does not matter that they are friend or foe. He watches them all, because he can.
"Sauron" can mean not just a person but a mentality, a state of mind. Suppose you're eavesdropping on a conversation behind closed doors. The Master said: "That's God's door—you have no right to listen." This is to sow corruption in God's good earth, and hence is immoral.
A democratic stance against totalitarianism is inherent in Tolkien's tale.
In George Orwell's dystopian novel 1984, Winston Smith is reading a book. The book explains how and why the world is ordered in the way it is. Then it says:
Here we reach the central secret. ... But deeper than this lies the original motive, the never-questioned instinct that first led to the seizure of power ... This motive really consists . . .
Winston never gets to read the rest of the sentence, and we are left to wonder what that motive really is. It seems as if Orwell is about to reveal an almost metaphysical level of explanation, but then he breaks off and never returns to it. I, too, wondered about it for years.
Then I found the answer.
I found the answer in a book by the famous Sufi saint, Ahmed Sirhindi (also known as Imam Rabbani), and he was talking about the Base Self:
The self (nafs) in its state of impulsiveness (ammara) always strives to be superior. . . . It refuses to acknowledge its dependence on and debt to others. This is nothing but a claim to divinity. . . . Indeed, [such a] self will not settle even for partnership with God, but desires to subjugate even Him, to enslave all that exists. It is for this reason that aiding and abetting this self, the enemy of God, . . . is the greatest of follies and disasters.
(Mektubat ("Letters"), 52nd Letter, quoted in Bayman, Station, pp. 56-7.)
And that is why, in Tolkien's universe, Sauron is the Antichrist.
(Once we know this, we also know that Tolkien is mythifying Armageddon for us in his wars.)


Bilbo and Frodo


 
Bilbo (left), Frodo (right)
Bilbo Baggins in The Hobbit and his cousin Frodo Baggins in LOTR conform to the Jungian archetype of the Hero. And let's not forget Joseph Campbell's famous study of myth, The Hero with a Thousand Faces. There is certainly no lack of candidates for this role, such as Aragorn. Yet both Bilbo and Frodo complete important parts of the "hero's journey" as it has been described by Campbell. They start out under the archetype of the Fool, returning from their travails as more mature, experienced and wiser men. Though higher knowledge is not theirs, they succeed in the immensely difficult tasks they set out to accomplish.



Gandalf


 
Gandalf in his Gray (left) and White (right) periods.
Gandalf the Wizard represents the Jungian archetype of the Wise Old Man, and is the correlate of the guru or Sufi Master throughout the series. Though he possesses magical powers, Sufi masters are also known to have exhibited paranormal powers during their lives.

There are two periods in Gandalf's life, the Gray and the White. His great battle with the fearsome Balrog is symbolic of the battle with the Base Self, which the Prophet called "the greatest battle."

The critical point in this, the Master revealed, is to close the Two Doors: to renounce Unclean Gain and Unclean Sex. Before the Master, this had never been stated so clearly or concisely. If you are able to do that, the Base Self "dies." (It doesn't really die, but it's as good as dead.)

Once you do that, he said, if in addition you perform the Prayer, you are a saint, whether you know it or not.


Without help from above, Gandalf cannot finally defeat the demon. He charges his sword with lightning from heaven.
The Master's two warnings are precisely that lightning in our combat with the Base Self.


After the Balrog ("the Base Self") is vanquished, Gandalf the Gray lies as if dead and is "reborn" as Gandalf the White:

"Then darkness took me, and I strayed out of thought and time, and I wandered far on roads that I will not tell." Twenty days later Gandalf returns to life, and lies in a trance: "Naked I was sent back – for a brief time, until my task is done. And naked I lay upon the mountain-top."

Well, we all know that Gandalf is not a Sufi saint, but if he had been, that "nakedness" would have been symbolic of something. First, it would mean that he had been stripped of human attributes and clothed later in divine attributes (which is where the whiteness comes from). And second, it would refer to a successful Unification of Actions and Unification of Attributes, followed by a Unification of the Essence. He would have completed his journey and been reborn as a sage, a saint, for "nakedness" also refers to colorlessness or passing beyond all stations (thus attaining the "station of no station"). The Prophet is said to have compared himself to a "naked warner," a term used by the Arabs for a person with a message so urgent that he throws himself in the streets undressed so he can run faster to warn his people. (Juynboll, Enc. Canonical Hadith, p. 69.) 

Mountaintops, of course, immediately remind us of Moses and Mohammed. The video above also shows Gandalf experiencing something very similar to an Ascension (miraj) on the mountaintop, a natural result of getting rid of the Base Self and attaining the Purified Self.



  The Ring


 
One Ring to rule them all, 
One Ring to find them,
One Ring to bring them all 
and in the darkness bind them.


For a while I couldn't decide whether the One Ring was a hero or a villain. It seemed to be both, and it even appeared to have a mind of its own. Then I realized what the Ring was. It was the Great Temptation. This can be different things to different people. It can be money for some, sex for others, football for still others. But most of all, it is the Ring of Power, and that is perhaps the greatest temptation of all.

Anyone who slips the Ring onto a finger immediately becomes invisible. This is very similar to the Cloak of Invisibility we find in fairy tales, and thus has a deeper meaning. Not only must others be unable to see or find you, but you yourself must be unable to see or find yourself. And in Sufism, this is accomplished by being absorbed into God, where neither self nor other exist. A Sufi saying makes this clearer:
  • At the level of the Divine Law (sharia), there is either you or me.
  • At the level of Spiritual Paths (tariqa), there is both you and me.
  • At the level of Reality (haqiqa), there is neither you nor me—only God.
Let us continue. The ring-wearer is transported into a meso-realm, an interworld where one can sense spiritual affairs. One can understand the speech of animals, perceive spirits, and so on. Unfortunately, it also takes a toll on the wearer, who increasingly falls under the influence of the Ring. King Solomon understood birdsong and the speech of other animals through the language of their states. The intermediate world is very similar to the interworld recognized in Sufism, the realm of "subtle bodies" or "spiritual bodies," the Imaginal World (alam al-mithal), as Henry Corbin called it.



  The Dragon and the Treasure


 
The dragon Smaug and Bilbo.
Here we are in genuine fairy tale territory, and also the territory of Sufism. We all know the story: the hero who rescues the princess and priceless treasure from the evil, fire-breathing dragon. And here, if anywhere, we must think in terms of symbols.
The dragon (draco) is an embellished version of the snake. Snakes are traditionally considered to inhabit ruins ("the Desolation of Smaug") and guard buried treasure.
The dragon symbolizes the Base Self. The Base self is vile and belches anger ("fire"). It is the main obstacle between us and our heart's desire: the Beloved (God, symbolized by the damsel) and the treasure—again God. God says in a Holy Tradition: "I was a hidden ("buried") treasure, and I loved to be known..." Unless the Base Self is tamed and trained, pacified and purified, we will never perceive God. As a Sufi saying has it,
You get out from in between
And the Creator at once is seen.
As the Master used to say, the human being is constituted of four elements: air, fire, earth, and water. Air represents our caprices, fire our anger, earth humility and water, life.

The Great Ones, he said, start by extinguishing the fire. But as long as air is present, the fire can flare up again. Next they work on air. When that, too, is under control, things are very easy then. That leaves only earth and water, and when the water suffuses the earth, all kinds of plants, fruit, and flowers can grow there.



    Conclusion

Of course, neither Tolkien nor Peter Jackson can be said to be under the excessive influence of Sufism. Yet we can see the message of Sufism emerging spontaneously in many places. For instance, in The Golden Compass (2007), a movie based on Philip Pullman's fantasy trilogy His Dark Materials, one's soul is personified in an animal companion called a dæmon. The dæmon dies together with the person. In children it is not "settled," and can take on the shape of any animal, until it becomes fixed together with one's character. It exhibits character traits that are specific to that animal. (According to Sufi Hidden Knowledge (ilm al-ladun), there are as many human dispositions as there are kinds of animals in the world. And there are Sufi masters who are able to perceive the real form a person's inner nature takes.)



Still from The Golden Compass showing two people with their dæmons.

This "dæmon" is nothing but an exteriorization of the Base Self, which can become truly demonic (what we call "our inner demon") at times, and which, in many less-refined people, remains stuck at the level of the "animal self" (nafs al-haywani). Yet Pullman is widely known for his atheistic views. And the animal-headed, human-bodied "gods" of the ancient Egyptians are not much different from this. So the truths of Sufism can be found emerging from the most unexpected quarters. Jung might have called this a welling-up from the collective unconscious. Or, as the great Sufi poet Niyazi Misri put it:
From every particle comes the cry: "I am the Real."